Tuesday, 15 July 2014

COBS Update July

Good news! The first of our brand new programmes examining aspects of the Conduct of Business Sourcebook (COBS) is now ready for you to use.

The first programme, Appropriateness, gives you a great introduction to this subject if you’re working in areas regulated by COBS. It also includes a case study, but you can of course add your own.

Over the coming weeks we’ll be adding the following further COBS programmes:

Dealing and managing
Best execution
Client categorisation
Suitability
Conduct of business Source book: The essentials